Advising on Solicitors’ Certificates - Managing Risk and Ensuring Comp – Leo Cussen Centre for Law

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Advising on Solicitors’ Certificates - Managing Risk and Ensuring Compliance

Advising on Solicitors’ Certificates - Managing Risk and Ensuring Compliance

$99.00
$99.00
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Solicitors’ certificates are complex documents that carry significant risk, whether you are advising long-standing clients or walk-ins. Careful attention to due diligence is essential when advising on and executing these certificates.

This practical seminar provides guidance on managing risk and meeting your professional obligations with confidence.

This session will discuss:

  • Establishing client identity and taking reasonable steps.
  • Providing clear client advice and maintaining proper file management.
  • Identifying and managing conflicts of interest.
  • Understanding your duty to recommend independent third-party advice (e.g. financial advice).
  • Managing time and costs effectively.
  • Acting for walk-ins versus existing clients.
  • Interpreting loan and guarantee documents in line with Rule 11 of the Legal Profession Uniform Legal Practice (Solicitors) Rules 2015.
  • Common and serious errors made by practitioners, including recent claims insights.
  • Support services available to practitioners and when to seek assistance.


What is included:

Videos of the presentation in mp4 format.

Paper materials in pdf format.

* This Webcast does not allow WA practitioners to claim CPD points