{"product_id":"amlctf-in-practice-suspicious-matter-reports-tipping-off-practical-compliance-s26331","title":"AML\/CTF in Practice: Suspicious Matter Reports, Tipping Off \u0026 Practical Compliance","description":"\u003cp\u003eAML\/CTF obligations require lawyers and legal staff to identify and report suspicious activity while taking care not to disclose information that could amount to tipping off. These obligations can arise in dealings with new or existing clients and related parties, creating practical challenges for practitioners managing ongoing matters. \u003c\/p\u003e\u003cp\u003e \u003c\/p\u003e\u003cp\u003eThis practical seminar will focus on recognising when conduct may give rise to an SMR obligation, assessing the circumstances before making a report, and managing confidentiality and tipping-off risks. It will also consider common practical issues lawyers face when dealing with suspicious transactions, clients and investigations. \u003c\/p\u003e\u003cp\u003e \u003c\/p\u003e\u003cp\u003eThis seminar will discuss: \u003c\/p\u003e\u003cp\u003e\u003cbr\u003e\u003c\/p\u003e\u003cul\u003e\n\u003cli\u003eAML\/CTF reporting framework: Understand the key reporting obligations.  \u003c\/li\u003e\n\u003cli\u003eWhen an SMR is required: Identifying when reporting obligations arise.  \u003c\/li\u003e\n\u003cli\u003eReasonable grounds for suspicion: Apply the test to practical circumstances.  \u003c\/li\u003e\n\u003cli\u003eIdentifying \u0026amp; assessing suspicious activity: Practical approaches to identifying and assessing potential red flags. \u003c\/li\u003e\n\u003cli\u003eSMR reporting timeframes: Key deadlines and reporting requirements. \u003c\/li\u003e\n\u003cli\u003eDrafting effective SMRs: Key considerations for accurate reporting. \u003c\/li\u003e\n\u003cli\u003eEnhanced customer due diligence: Managing ongoing AML\/CTF risk. \u003c\/li\u003e\n\u003cli\u003eEnding customer relationships: Navigating customer exits and compliance considerations. \u003c\/li\u003e\n\u003cli\u003eTipping off: Identify prohibited disclosures and potential consequences.  \u003c\/li\u003e\n\u003cli\u003ePermitted disclosures: Understand when disclosure is permitted. \u003c\/li\u003e\n\u003c\/ul\u003e","brand":"demo-leo","offers":[{"title":"Default Title","offer_id":46485270528186,"sku":"S26331","price":145.0,"currency_code":"AUD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0550\/7792\/9146\/files\/CPD_20Seminar_e63f9db5-ae67-4915-88c1-7acaf051a77e.png?v=1788754330","url":"https:\/\/checkout.leocussen.edu.au\/products\/amlctf-in-practice-suspicious-matter-reports-tipping-off-practical-compliance-s26331","provider":"Leo Cussen Centre for Law","version":"1.0","type":"link"}